Status and Details

Status and Details

This page contains information about the status, approval and implementation of this version of the document. It also contains information contact details for the subject matter expert.  To the right, a brief summary of the changes between this and the previous version is provided.

Compliance Management Policy

Show Field Notes
Status Current Indicates if this version of the document is in effect (Current), yet to come into effect (Future), or expired (Historic).
Effective Date 16th December 2019 This is the date on which this version of the document came into effect.
Review Date 30th March 2026 The next review of this document is scheduled to commence on this date.
Approval Authority Risk Committee The noted authority approved this is version of the document.
Approval Date 27th November 2019 This is the date on which this version of the document was approved by the authorised authority.
Expiry Date Not Applicable This is the date on which this version expires. It may still apply, conditionally, after this date.
Responsible Executive David Toll
Chief Operating Officer
 This is the senior officer with responsibility for the document.
Enquiries Contact Legal and Compliance General enquiries should be directed to the officer/area listed.

Summary of Changes from Previous Version

30 March 2023:  Review date extended (no change review) to 30 March 2026. Approved by Council 17 March 2023.


4 August 2022:  Reference to Director, Assurance Services amended to General Counsel, Legal & Compliance. Approved as administrative amendment, University Secretary.


25 March 2021: Faculty changed to College throughout.  Approved as administrative amendment, University Secretary.


2 July 2020:  UON changed to University throughout. Approved by Director, Assurance Services.


Policy review conducted with changes made to simplify language, add clarity and make compliance management functional.



Clauses Amended:Policy/Schedule: 2,3,4,5,6,7,8



23/01/2024: Committee/Group name changed from Executive Committee (EC) to Executive Leadership Team (ELT)

14/02/2024: Division name changed from Legal & Compliance (LC) to Legal and Compliance (LC)